Shivam
Patel
Senior Associate
Expertise
Shivam Patel has seven years of experience in financial crime, fraud, and compliance analytics. Skilled in data collection, cleansing, modeling, and visualization, he has led multi-region projects on AML, transaction monitoring, and sanctions compliance. Shivam contributes to AI and analytics thought leadership, and supports complex matters in financial services, cybersecurity and logistics.
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- Cryptocurrency Exchange: Currently supporting a multi-year US compliance monitorship of a global cryptocurrency exchange.
- Chemicals Distributor: Supported a chemicals distributor with operations in 150+ countries with an internal investigation across multiple high-risk jurisdictions, as well as the design and implementation of a global sanctions and ABAC compliance program.
- ABB: Supported Swedish-Swiss multinational ABB in reviewing and enhancing its internal controls as part of remediation discussions with the DOJ.
- Financial Institution: Assisting the Board of Audit Committee of a financial institution with a time-sensitive investigation into allegations of fraud and misconduct, which included conducting interviews with the key stakeholders on-site, performing a review of the data, and preparing a detailed report of the findings to be presented to the Board.
- Cybersecurity Company: Performed a global ABAC risk assessment covering over 60 entities across more than 45 countries, tailored to the requirements of the Sapin II law and the Agence Française Anticorruption (AFA), and supported the gain calculation.
- Financial Services Company: Supported an ability to pay analysis related to a US DOJ investigation involving PPP loans.
- Multinational Engineering Company: Conducted a multi-faceted risk assessment of the acquired company’s projects, joint ventures, and countries of operation to target the areas posing the greatest bribery and corruption risk, the results of which, together with the due diligence plan, were presented to the US DOJ and World Bank.
- Global Telecommunications Company: Conducted an assessment of the company's sanctions and export controls program to ensure compliance related to its cloud services agreement with a software provider.
- Cryptocurrency Exchange: Supported the court-appointed liquidators of a bankrupt cryptocurrency exchange, which included conducting a forensic lookback to identify suspicious fund flows indicating insider knowledge.
Biography
Shivam Patel has seven years of experience in financial crime, fraud, and compliance analytics. Skilled in data collection, cleansing, modeling, and visualization, he has led multi-region projects on AML, transaction monitoring, and sanctions compliance. Shivam contributes to AI and analytics thought leadership, and supports complex matters in financial services, cybersecurity and logistics.
Expertise
Awards & Recognition
