We have served as an independent monitor and also supported monitors appointed by the US Department of Justice (DOJ), US Securities & Exchange Commission (SEC), Public Company Accounting Oversight Board (PCAOB) and New York Department of Financial Services (NYDFS) on a number of matters. We have been involved in monitorships related to Anti-Bribery and Corruption (ABC), Anti-Money Laundering (AML), Office of Foreign Assets Control (OFAC) sanctions violations, fraud, and PCAOB accounting and auditing standards.
We have also assisted clients operating under Deferred Prosecution Agreements (DPAs) in preparing for and interacting with compliance monitors. In this capacity, we have been responsible for the assessment, design and/or monitoring of compliance policies and procedures.
We combine the latest data mining technology with forensic investigative accounting expertise to assist companies and their legal counsel in a broad range of areas including corporate and social responsibility, human rights, product liability, sanctions, anti-bribery and corruption, anti-money laundering and terror financing, and taxation.